Physics and Mathematics on the Nature of Reality

 

by Dana Gaynor


            The subject of cosmology is broadly understood as the study of the universe as a whole while typically focusing on its nature and origins.  Over the last 100 years physics has offered us two competing cosmological orientations, Steady State and Big Bang (Hawking, 1988; Prigogine, 1996).  The Steady State theory proposed by Bondi and Gold, developed further by Hoyle (Bondi, 1960) suggested that the universe always was and always will exist in a state of expansion while the Big Bang theory developed by Alpher, Bethe, and Gamow in 1948 suggests that the universe began from subatomic zero mass point, a singularity, and literally exploded into existence.  Based in part on the work of Russian mathematician Friedman completed in 1922, Hubble (1929) discovered that the universe was expanding.  Over time, celestial expansion rates were eventually modeled and reversed suggesting a starting point for the universe. 

            The first proof of such a starting point occurred in the early 1960’s through the phenomena of microwave emanations.  The Big Bang was expected to have produced radio waves in the microwave range.  Wilson and Penzias (Hawking, 1988) stumbled on this very phenomenon while trying to trouble shoot noise from a satellite communications antenna.  Later Penrose (1965) showed that a star in infinite space must eventually collapse into a zero mass singularity.  By 1970 Hawking and Penrose had demonstrated that this could be applied to the very origins of the universe because based on Penrose’s work there must have been a time in the beginning of the universe when it was so small it constituted a zero mass singularity.  This meant that general relativity theory of Einstein was inadequate to fully explain the nature of the universe.   Further it meant that quantum physics, addressing the subatomic aspects of existence, was required to explain it (Hawking, 1988).  In essence their work integrated the two most significant and yet partial theories of the nature of reality developed this century; Einstein’s general theory of relativity (accounting for cosmic activity) and Quantum mechanics (accounting for subatomic activity).

Quantum physics: a dualistic reality

            You will recall that Atomism suggested that all things are made of fundamental finite units called atoms.  With the publishing of Newton’s Philosophiae Naturalis Principia Mathematica (1687), Atomism developed into what today is referred to as classical physics.  Over the last 100 years or so systems theorists and physicists alike have observed that application of this Newtonian-mechanistic to the world of atomic physics is wrought with problems (Bertalanffy, 1968; Gleick, 1987; Heisenberg, 1971).  There are levels of significant irregularities and unpredictabilities that are not parsimoniously accounted for with a purely classical model.   Beginning with the premise that reality is composed of fundamentally separate atoms, classical physics discovered that things just didn’t add up.  At the subatomic level, boundaries that were supposed to be finite didn’t act as if they were.  Electrons did not function in finite orbits.  At the macroscopic level, planetary orbits didn’t track exactly with what classical physics would expect.  There appear to be additional influences affecting their journeys.  Fluids and gases demonstrate complex dynamic qualities that cannot be predicted by classical Newtonian means.  Even light demonstrates behavior which has warranted a dualistic model, both wave and particle in nature. Everywhere, there is irregularity and uncertainty or built-in error.  In short, when the empirical evidence is modeled by classical Newtonian science it does not lead to exact predictability (Bertalanffy, 1968; Gleick, 1987; Haisch, Rueda, & Puttoff, 1994; Heisenberg, 1958; Zohar, 1994).  Reality appears irregular by comparison.  In fact, Heisenberg  (1958) observed that it is impossible to predictably resolve any phenomena into discrete local events because the observer and the observed interact effecting each other in the moment.  Heisenberg’s observation thus reiterates the fundamentally interrelated nature of consciousness and reality that we have begun to observe.  It is helpful to note that Heisenberg and his audience were contemporary physicists addressing the issues associated with physicalist modeling.

            As a result of this inability to track and predict reality exactly, classical physics has given way to two significant and alternate views on the nature of reality.  Possibly the most prevalent view is quantum physics.  Using theories of probability and a philosophically dualistic wave/particle orientation, quantum physics has provided for much more accurate predictions.  In it’s widest focus, a quantum physical reality is thought to be a holarchy composed of embedded holistic systems each having wave like qualities which allow for blending between systems, and particle like qualities which have a finiteness or separateness to them.  With the quantum “world view”, the formerly finite boundaries of a classical Newtonian atomistic universe have given way to the notion of an interactive universe of dualistic nature. Contiguous systems are now understood to interact at their boundaries forming new boundary systems in which systemic characteristics blend and fade into one another.  Through interaction additional new properties emerge.  Systems cease to be defined as either/or states resolving rather into both/and states.

            Originally Niels Bohr (1963) developed a model of the atom that placed electrons orbiting discretely around the nucleus and depicted electrons jumping from one energy state to the next in discontinuous Quantum leaps.  Today Quantum physics suggests that quantum particles typically shift state for no "apparent" reason.   As atoms become unstable, the paths of their electrons are thought to make unpredictable discontinuous shifts from orbit to orbit.  The shifts are unpredictable as are the new orbits.  Each possible journey and destination is associated with a probability alone.  Further quantum physics hypothesizes that the electron may actually follow all these possible paths at once.  Each is thought to behave as though it were “smeared” out over time and space and was everywhere at once. 

            In the quantum model, electrons are thought to put out "feelers" in the form of their wave aspects to identify which path is best suited for them.  These feelers are known as virtual transitions.  Their existence suggests the simultaneous existence of multiple virtual realities.  Quantum physicists call these virtual realities superpositions. One quantum reality is thought to be layered on another and so forth.  The moment of observation or measurement is the moment that the superposition collapses into one reality.  This is called the collapsing-the-wave function described by the now famous Shroedinger wave equation (Shroedinger, 1935).

            Using Shroedinger's work, physicist John Von Neumann (1955) visualized the act of measurement as broken into small steps creating a chain of events and demonstrated that the collapsing of the wave could occur anywhere between the event and consciousness.  He did however, feel forced to theorize consciousness was the site of occurrence because it was the only link in the chain that was unique in that it was not mere molecules in motion. The direct intervention of consciousness collapsing infinite virtual realities into one singular reality supports the observations of Heisenberg and characterizes a reality inseparable from consciousness.  Reality and consciousness, for the quantum physicist as well, comprise one irreducibly interrelated system.  If this is the case then quantum reality, like subjective reality is self-referential.  Both exist only through interrelationship with consciousness.

            When quantum systems interact, the particle aspects are thought to stay relatively separate while the wave aspects overlap and blend giving rise to an emergent wave encompassing all of the particle aspects.  As the systems interrelate they evolve into complex integrated systems with new wave and particle aspects.  A quantum universe is characterized by the overlapping of wave aspects that have come into contact in what is called phase entanglement or quantum phase connection.  If each quantum entity is smeared out across the universe infinitely in all directions in potentia with wave aspects overlapping, their separateness is an illusion because all systems in a quantum universe must be phase connected.  Hence they affect each other and therefore in a quantum reality all things are interrelated and interdependent. This interaction is self-directing or recursive because the actions of any one moment effect the next and theoretically all other moments as well.

            Fostered by the notion of the quantum interconnectedness of everything, Einstein was the first to show that quantum mechanics implied a kind of instantaneous connectedness between apparently separate things (Einstein, Podolsky, & Rosen, 1935).  Non-locality or correlation in the absence of any locally observable force is the term used to describe this phenomenon.  Einstein was uncomfortable with this notion and theorized that some basis for non-local interaction was omitted from quantum theory that would demonstrate local interconnectedness and causal influence.  Irish physicist John Bell (1964) developed his now famous theorem of interconnectedness as proof that, about this, Einstein was incorrect.  It states roughly that no local, linear model of reality can explain the results of a particular experiment because polar processes, demonstrate nonlinear interrelatedness.  Bell’s theorem was largely theoretical at the time but since then has been proven on numerous occasions by many physicists, Clauser & Shimnoy (1978) among them.

            In a quantum universe all aspects are interrelated.  While particle aspects maintain generally observable boundaries, wave aspects merge in varying degrees.  At the extreme high level of unity are Bose-Einstein condensates generally thought of as supercooled quantum structures that are so highly ordered all wave fronts overlap sharing one identity and acting as one.  The name stems from the fact that these structures are made of quantum particles called bosons.  Bosons are "particles of relationship that bind the four fundamental forces of the universe...electromagnetic, gravitational and nuclear forces both weak and strong” (Herbert, 1985).  Their wave fronts are thought to overlap, tending to bunch up or self-organize.   Further they are thought to possess what is called causal agency meaning they appear to possess attributes having the vague beginnings of volition and conscious activity.  They appear (if we were to anthropomorphize for a moment) to make choices.  These structures are unlike anything in classic physics and we will speak of them later with regard to consciousness.  For now it may be said that quantum physics has suggested that the degree of unity available within a quantum system can be so high as to make the system appear a single entity in identity and action.  This type of structure demonstrates activity that appears behavior-like suggesting the possibility of volition and the attributes of choice (Zohar & Marshall, 1994).  They offer the possibility that at a fundamental level the fabric of existence is aware.  Penrose (1989) among others has extended this notion creating a quantum model of consciousness based on this unifying principle.

            Quantum Physics describes a universe in which the wave aspects of systems merge into ever-larger waves of ever-larger systems through the process of phase entanglement.  Through the merging of wave aspects, the particle aspects transmute into ever changing structures.  At this level the universe is thought to be clearly impermanent.  But if waves and particles manifest in impermanence, of what are they manifestations?  This question spawned the branch of physics known as quantum field theory as well as the notion of the quantum vacuum from which quantum fluctuations emerge.  According to quantum field theory, all manifestations of existence, all waves and particles, emerge from and exist in relationship with a background against which they stand out and through which they operate.  This background or universal context is referred to as a vacuum though it is not empty.  It has an energetic nature.  Quantum waves operate atop the vacuum.   Quantum particles stand out against the vacuum in a similar way.  For contemporary quantum physics reality emerges from, returns to, and always exists in relation with a universal background field of energy within this void.  The process is ongoing occurring moment by moment and understood to have a flickering aspect, as quantum particles seem to appear and disappear spontaneously.  It is the notion of patterns of interrelationship emerging and returning to a field of pure energetic potential within a greater void that ultimately transcends quantum physics as we shall see and we will return to it many times in this discussion.

            The idea of an energy field from which existence manifests is referred to in quantum physics as the ground state or minimum energy state of the universe. It is considered a perfectly coherent boson state and considered a Bose-Einstein condensate.  Excitations of this fundamental state are thought to produce the various manifestations of the physical universe.  If as suggested earlier Bose-Einstein condensates exhibit behaviors which appear volitional then there is at least the possibility that this universal sea of potential itself is conscious in some fashion.  This would constitute what could be called a fundamental universal consciousness.  Out of this universal backdrop (ground state), all existence might be understood as quantum fluctuations, excitations or self-organizations of this coherent boson state.  Hence quantum physics provides the possibility that a universal field of conscious wills itself into the various forms of existence.  In this light, individual consciousness may be considered a localized self-organization of universal consciousness.  Finally this universal ground state is measurable because it provides a subtle push or inertial resistance on all fluctuations within it and that is everything.  Inertia is an important characteristic of existence because it suggests physicality.  We will return to it shortly.

The problems with a quantum model

            In a quantum universe particle aspects form systems of local interaction while wave aspects merge and overlap creating dualistic systems and a probabilistic reality.  Though providing increased functionality over Newtonian physics, there are several significant problems with this model.  The first is that quantum physics is counter-intuitive; a quantum universe does not match one’s experience.   For example, quantum particles are considered to not have trajectory and yet we experience moving objects as having trajectory.  A second point is that dualistic particle/wave hypothesis also does not match experience.  Quantum physics’ probabilistic nature is cumbersome as well.  These three issues reflect, among other things a lack of parsimony in quantum physics.  Though an extremely effective and functional model, if an alternate model was developed that could address these issues in a more parsimonious way and yield the same or better predictability then that would be preferable.  In the next section we will explore more deeply the construct of inertia, and begin to identify an alternate model of reality utilizing a more parsimonious approach than quantum physics.  Latter, we will extend the possibility this alternate line of thought offers to consciousness and psychospiritual transformation.

Notes

            Quantum physics models consciousness/reality as a complex dynamic system in which irregularity is implicit.  With wave or field like aspects interconnecting all manner of existence the universe is highly interrelated.  Implicit in this model is the irreducible interconnection of consciousness and reality.  At the lowest and highest levels consciousness and reality may be viewed as dual aspects of a singular process.  With quantum physics reality can be modeled as a conscious energetic field in which patterns of interrelationship manifest in increasingly complex thresholds of differentiation.

Inertia

             When Newton visualized matter he imagined it having inertia  (i.e. the property of an object in motion to stay in motion unless acted on by an external force).  He described inertial force as equal to the mass of the object multiplied by its acceleration, F = MA.  Though he could mathematically describe it, Newton could not explain inertia. It is interesting to note that for Newton inertia and gravity were essentially identical forces.  Implicit in Newton’s view of inertia was a stable frame of reference by which to identify motion.  In other words movement is a change in relationship between “stable” reference points, in other words a change in relationship with a stable pattern of interrelationships.  When I leave home and go to work, I am continually changing my relationship with both apparently stable locations as well as all other points in between.  I draw closer to one and farther from the other.  We could say that my relationship with this stable frame of reference changes.   Newton believed there was a fundamental spatial frame of reference, an absolute space for the movement of the universe to be referenced against.  The inertia of any mass existed for him in relationship with an absolute frame of reference for all mass and in this way implied cosmic dimensions. Yet verification of such a frame has proven difficult to say the least.  A large number of physicists over time have therefore disagreed with Newton about the question of "absolute space".  Early in this century, Ernst Mach held that the fundamental spatial frame of reference was all the other matter in the universe.  Hence to Mach inertia created it's own frame of reference (Haisch et al. 1994).

            Poincaré and Lorenz, in the nineteenth and twentieth centuries respectively, suggested that inertial mass might arise from an effect called electrostatic self-energy.  Though this theory was destined to fail, the groundwork was laid for the latter development of stochastic electrodynamics that addresses these issues in depth.  Even Einstein, while showing the functional reality of a relative frame of reference, was uncomfortable with the notion of no absolute frame of reference.  He spent much of his later life working on a unified field theory that would resolve this dissonance.

Stochastic Electrodynamics

            Haisch, Rueda & Puthoff (1994) working in the field of stochastic electrodynamics (SED) identified a possible model for inertia.  SED is derived from the work of Poincaré whose efforts led to the development of dynamical system theory often called chaos theory.   SED is therefore a chaos model.  Chaos theorists typically apply dynamic systems models to a variety of real world phenomena and analyze apparently random activity for implicit patterns.  Haisch et al. applied one such approach in their model of inertia.  This model accepted the existence of fluctuations in the universal vacuum, a priori (as implicit) and then applied an entirely classical (i.e., non quantum) approach to inertia.  It was fundamentally different from quantum physics’ explanation of inertia which utilized the hypothesis of a wave/particle duality.   Rueda (1990), among others, demonstrated that SED offers a perfectly accurate account for the bizarre quantum effects without resorting to the complex hypothesis of quantum theory.

            The SED model focuses on a part of the universal vacuum called the zero-point field.  It is a sea of background electromagnetic radiation, within the universal vacuum, which is both uniform and isotropic (i.e. the same in all directions).  Reminiscent of the residue of the big bang, the ZPF is thought to be a sea of radiation that spans the entire universe.   "It is a highly energetic emission whose spectrum. . . continues to rise sharply with the frequency of the radiation." (Haisch et al., 1994. p.29).   Every time the frequency doubles, the energy increases by a factor of eight.  It is unclear at this time whether there is a limit to the spectral range and what that might even be.  For now we can say that it contains an enormous amount of energy.  The ZPF is understood to be a ground energy state as well as a Bose-Einstein condensate.  It is eternally present and like the quantum ground state and is considered at least potentially volitional or conscious.

            In assuming the a priori existence of the ZPF, as originally proposed by Andrei Sakharov (1968), Haisch et al. demonstrated mathematically that what we think of as inertia may in fact be described equally well as a Lorenz type force (detectable only during acceleration or deceleration) created by motion through the medium of the ZPF.  They were able to show that when an electromagnetically interacting particle is accelerated through the ZPF, a force is exerted on the charge that is directly proportional to the acceleration but acts in the opposite direction.  "The charge experiences the electromagnetic force as resistance to acceleration.  Using Einstein's general theory of relativity (based on the assumption that inertial and gravitational mass are equivalent and indistinguishable) as a foundation, we can apply this orientation to both gravity and inertia" (Haisch et al, 1994, p. 30).

            Puthoff (1989) formulated a non-relativistic representation of Newtonian gravity in which all charges in the universe fluctuate in response to interaction with the ZPF emitting secondary electromagnetic fields.  These secondary electromagnetic fields give rise to a force that Haisch et al. (1994) propose may be identified with gravity.  While the fluctuations occur at near light speed and in this way are relativistic, the ZPF, as a uniform frame of reference, is absolute. While not generating gravity or inertia by itself, they appear to be manifest during interaction within the field.  The parsimonious conclusion would be that there is no mass only charge and that apparent mass is a byproduct of a localized excited state interacting with the ZPF.  This would even apply to neutrons typically considered electrically neutral because, at the most fundamental layer, they are thought to be composed of quarks, which are electrical in nature.  The absolute frame of reference of the ZPF, in conjunction with a universe composed entirely of energy; provide us with a new purely energetic model of the nature of reality.  Einstein’s formula “E = mc2”, appears, in this context, to be a statement “about how much energy is required to give the appearance of mass.  Indeed if this view is correct, there is no such thing as mass - - only electric charge and energy, which together create the illusion of mass. The physical universe [could be modeled as] ... massless electric charges immersed in a vast, energetic, all pervasive electromagnetic field. It is the interaction of those charges with the electromagnetic field that creates the appearance of mass.”(Haisch et al., 1994, p. 26).

            To sum up, the ZPF is photonic electromagnetic radiation distributed evenly through the supercooled vastness of space, it is therefore a Bose-Einstein condensate, which as we have noted may exhibit volitional behavior and therefore possess some form of consciousness.  Volition is possible in two ways.  Most importantly a field of photonic energy suggests to physicists the continuous and apparently random shifting of subatomic particles into and out of existence.  The nature of this flicker may be volition.  Secondly, the localized excitations or self-organizations of this photonic energy within the ZPF produce the various aspects of the universe.  Hence this process of self-organization suggests a certain level of volition.  In both quantum physics and SED we can conjecture that manifest existence may represent volitional excitations of, and state changes within, a universal field of conscious energy.  With the SED model, individual consciousness would represent a self-organized and self-referencing holarchy of energy patterns within a potentially conscious and uniform energetic source/medium.   Since everything would be explainable as energy and charge, the construct of a material universe would be a subtle illusion.  Ultimate reality might then be thought to consist of a potentially conscious universal energetic field and all existence would represent localized excitations within this uniform medium.

            To be fair, problems exist around the question of whether the ZPF also produces what is called the cosmological constant, “best known as an add-on to Einstein's equations of general relativity that endows free space with extra energy and gives it a gravitational effect...” (Mathews, 1994, p. 613).  This theory implies a greater constant than what is currently considered acceptable.  Haisch’s response when I asked about it was that one possible consequence of the Sakharov theory of gravity is that vacuum energy can’t generate and therefore create a gravitational field.  In this way it would not create the constant.  There might be alternative frames for dealing with this issue.  For instance, only motion or excitation might create the constant.

Notes

            We have seen that SED offers a model for reality, which is functionally equivalent to quantum physics yet more parsimonious.  Like quantum physics, SED suggests the existence of a universal energetic field within which all aspects of reality, including individual consciousness, are necessarily localized excitations.  Whether SED proves to be correct or not, the notion of a massless universe in which the illusion of mass is created by motion through a uniform medium is too elegant to simply ignore.  In future chapters we will see connections between many of the great spiritual traditions and all the views we have discussed especially this one.  Using a massless model, nothing prevents us from thinking of individual consciousness as a localized change in oscillation, a localized alteration of the frequency patterns within a universal and potentially conscious energetic medium.   This type of conscious reality would clearly form a complex dynamic system composed of self-organized energetic patterns interacting within a uniform energetic medium.  With this type of model the chaotic irregularities observed with Newtonian and quantum physics disappear.  Following the lead of SED we now turn our attention directly to the study of chaos.

The patterns of diversity are chaos for the Newtonian mind

            The study of chaos as a contemporary discipline is generally thought to have begun with Poincaré (Abraham, 1994; Gleick, 1987) who demonstrated that classical Newtonian physics offered only an inaccurate means for modeling the activity of our solar system.  He discovered that cosmic reality was not perfect in the way Newtonian physics described.  In fact it was rather consistently imperfect.  Linear mathematics did not account for the consistent irregularities in the activities of the solar system.  The orbits of planets, for instance, could not be accurately modeled using classic Newtonian physics.  Within the chaos of dynamical solar turbulence however the consistency of irregularity offered a deeper glimpse of reality.  Poincaré developed a new form of mathematics to address the nonlinear and unruly behavior of a complex dynamical solar system.  His work is the basis for what would later be called chaos theory (aka. complexity theory or dynamical system theory).  Stochastic electrodynamics (SED) discussed in the preceding chapter is an offshoot of this work.

            In 1960, using this same form of mathematics and an ancient computer by today’s standards, Lorenz had begun to explore the chaos of atmospheric turbulence.  Over time he was able to model relatively simple weather systems using nonlinear differential equations (Lorenz, 1976).   His findings were significant because these turbulent systems had previously been viewed as random and unpredictable.   Lorenz discovered they demonstrated highly complex innate patterns of movement shifting between what appeared to be unstable and stable conditions.  In time, he established that these highly complex systems could be modeled from relatively simple nonlinear differential equations.

            His basic methodology was to load atmospheric qualities like air pressure changes and air stream shifts as variables or control parameters in simple nonlinear differential equations.  He then ran them in recursive iterations on his computer (feeding output into each succeeding step or iteration as input).   The computer was programmed to print a simple character representing a particular variable's result for each step.    The characters printed depicted spatial changes over time.  By connecting the characters in their order of occurrence, the various trajectories of the system could be tracked.   Over many steps, the characters would self-organize in ways that mirrored observable natural weather patterns.    Because these trajectories demonstrated a similarity and stability they would later come to be referred to as attractors.  We could describe attractors as implicit limiting characteristics that draw trajectories in particular ways.   Said simply, they are systemic propensities for a particular behavior determined by the systems parameters.

            Lorenze discovered that restarting one of his runs in the middle, effectively established different beginning points because of programmed rounding of values by the computer.  This had the effect of yielding slightly different trajectories or patterns in time.  He found that trajectories starting from close yet non-identical initial points or conditions diverged in the near future, yet all, obeying the same forces of relationship, created similar patterns or attractors.    This divergence of trajectory, associated with the use of alternate yet nearby starting points, is called sensitivity to initial conditions and is a hallmark of chaotic attractors.   By changing a “control parameter” in the equations used to describe dynamical systems, like those Lorenze was concerned with, even more dramatic changes in attractors are caused.  These dramatic changes are called bifurcations and can include; both the appearance and disappearance of attractors, as well as changes in their size and shape.  The ability of systems to bifurcate and to show chaotic properties is characteristic of only nonlinear dynamical systems i.e. those systems that can be described by nonlinear difference or differential questions.  At or near their bifurcations, attractors become unstable.

            Eighteen years later, Feigenbaum (1978), using the same nonlinear differential equations, spent time investigating control parameters and the ratio of successive bifurcation points created by changing the constants in the equations.  He fed the results back into his equation and reran it through long reiterative cycles, much like Lorenz had originally done.  Feigenbaum was looking for the exact point where mapping changed from repetitive or periodic to chaotic.  He found that even small changes to control parameters can cause large qualitative changes to the stable spatio-temporal characteristics or attractor thereby altering the patterns they reflect.    Further he discovered an unexpected regularity in the ratio of successive bifurcations.  They converged to a constant rate now known as Feigenbaum’s constant.  This bifurcation sequence demonstrated a fundamental scalability.   It was self-similar across multiple orders of magnitude. He tried various difference equations and found that they all produced the same results and a sequence of changes that was independent of scale.  His work offered hope that real-world systems would behave in similarly recognizable patterns and that they would be measurable.   The equation he studied most is called the logistic equation and has successfully modeled a number of natural processes.

            About the same time Feigenbaum was exploring fluid turbulence, Mandelbrot (1982) found that long-term changes in cotton prices followed a sequence or pattern that was independent of unpredictable short term pricing.  Curves for monthly and daily pricing matched perfectly while the prices themselves varied.  These phenomena should not have existed as they were considered by economists to be the result of random fluctuations in the price index.  Mandelbrot discovered that though any particular price change was random and unpredictable, the sequence had properties that remained constant over 60 years and through two world wars.  This sequence reflected the existence of an economic attractor, an inherent propensity for cotton pricing to reflect a particular pattern. 

            Developing an interest in applications where such propensities to pattern existed, Mandlebrot found patterns of irregularity in many things from the shapes of clouds to shorelines to lightning.  He observed, for instance, that in geometric shapes and the coastline of England, length could not be measured independent of scale. The position of the observer, near or far, affected the measurement.  He found that variability in measures of mass or length meant a dimensional constant was necessary for a measure independent of scale.  By utilizing this dimensional constant, mathematicians could recognize such self-similarity across scales.   Mandelbrot created a new geometry to make this possible and developed the word “fractal” to describe such phenomena.   Over time increasing examples of fractals have been found in the real world. 

            By definition, a fractal is a geometric object, a pattern created by graphing expanding iterative difference or differential equations in a specific way.    Fractals show remarkable interrelational similarities across different scales of observation including a nesting or replication of the whole pattern, or its parts, within its parts.   In other words, changing perspective, “zooming in and out, so to speak “, can reveal the same pattern at different orders of magnitude.   We can see this quality in leaves, clouds, shorelines, snowflakes, stock trends, and the list goes on.   The key point here is that these patterns represent spatio-temporal structures that are independent of scale and derived from their nonlinear nature.  Further this nonlinear nature can be modeled with relatively simple differential equations.  Hence, “simple chaotic dynamical systems possess fractal properties, and fractals being generated by iterative processes are dynamical systems.  They share they same insights into the nature of reality.” (Abraham, 2000).   The qualities of fractals that make them extremely pertinent to our discussion of consciousness/reality are recursion or self-direction, self-similarity and scalability. 

            To the extent a system responds to information derived from its activity it is self-directed or recursive.   Said another way, a system is recursive or self-directed if the value of its control parameter depends on the state of the system.   Self-direction is a hallmark of dynamical systems like fractals.   As a result of self-direction systems are said to self-organize.  To the extent that this self-organization produces spatio-temporal characteristics that are self-similar independent of scale the systems they reflect are fractals.  Finally, the changing of control parameters by self-organizing systems (i.e. self-direction) is determined not only by their response to external factors, but by their response to their own internal conditions.  In this way, self–organizing systems are adaptive, because they react to changes both within themselves and the environment dynamically.  Through self-direction, they can be extraordinarily flexible.  Latter we will apply the characteristics of fractals to the “intentional system” of individual consciousness.  We will suggest that such systems appear to require less stable states to make the non-characteristic choices (bifurcations) associated with growth and innovation; expanding creativity and systemic flexibility in the process.

  Notes

            As we consider the adaptive properties of fractals, marked by self-direction and self-similarity independent of scale, we are struck by the obvious connections to consciousness/reality described in the preceding chapters.   There are other implicit considerations that make a dynamical system approach a good choice for modeling consciousness/reality as well.  With dynamical systems we look for a set of complex and evolving interrelationships, both subject and object.  We have seen that an evolving subject/object relationship is implicit in the operation of consciousness/reality.   Further because dynamical systems reference multiple interrelationships, causality is considered multivariate or multi-determinate.  This orientation matches experience as we have seen that complex dynamical interrelationships are implicit in consciousness/reality.   Collectively these considerations offer a holistic approach to analysis that makes intuitive sense.  In the next issue  we will use this approach to explore individual consciousness and come to see that it is well modeled as a dynamical system.

 

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